Investment services available at State Bank Financial are offered through Raymond James Financial Services, Inc.
With nearly 8,200 Financial Advisors in more than 3,100 offices as of 9/30/2020, RJFS offers general securities, such as individual stocks and bonds, and professionally managed investment alternatives, primarily using an asset allocation and/or financial planning methodology.
Raymond James & Associates is a member of the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request, at www.sipc.org or by calling 202-371-8300.
Raymond James has purchased excess SIPC coverage through various syndicates of Lloyd's, a London-based firm. Excess SIPC is fully protected by the Lloyd's trust funds and Lloyd's Central Fund. The additional protection currently provided has an aggregate firm limit of $750 million, including a sub-limit of $1.9 million per customer for cash above basic SIPC for the wrongful abstraction of customer funds. Account protection applies when a SIPC-member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against market fluctuations.
Securities offered through Raymond James Financial Services, Inc, Member FINRA / SIPC an independent broker dealer, are not FDIC insured or insured by bank insurance or any other government agency. They are not deposits or obligations of State Bank Financial, nor does the bank guarantee them. All investments are subject to risk, including the loss of principal.
This site is published for residents of the United States only. Raymond James' Financial Advisors may only conduct business with residents of the states for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. OSJ - 401 Main Street La Crosse, WI 54601 (608) 791-4255
State Bank Financial is not a registered broker/dealer and is independent of Raymond James Financial Services, Inc.
Investment Advisory Services offered through Raymond James Financial Services Advisors, Inc.
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